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Form 990 (2013) CABARRUS COUNTY TOURISM AUTHORITY 26-2726341 Pacte 6 Part VI Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, and for a 'No" response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes in Schedule O. See instructions. Check if Schedule 0 contains a response or note to any tine in this Part VI ------------- ........ ............................. .... . ...... ........: .... Section A. Governing Body and Management Yes No and branches to ensure their operations are consistent with the organization's exempt purposes? ............... 10b 1a Enter the number of voting members of the governing body at the end of the tax year .................. is 1.2 If there are material differences in voting rights among members of the governing body, or it the governing X iia Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? body delegated broad authority to an executive committee or similar committee, explain in Schedule 0. b Describe in Schedule O the process, if any, used by the organization to review this Form 990. b linter the number of voting members included in line 1a, above, who are independent ...... 12 123 X 2 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other X b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? .................. officer, director, trustee, or key employee? .,_, . .......................... c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,' describe in Schedule 0 how this was done ,.. ...... --- ..................... .... ......... ........ ....... .... ........ -- ... ..... .... ............................... 12c X 3 Did the organization delegate control over management duties customarily performed by or under the direct supervision of officers, directors, or trustees, or key employees to a management company or other person? ....... i ........... ... ............. ...... 3 X 4 X X 4 laid the organization make any significant changes to its governing documents since the prior Form 990 was filed? ............. . 5 X 5 Did the organization become aware during the year of a significant diversion of the organizations assets? ........................ . 6 X 6 Did the organization have members or stockh olde rs? .....-_•_-,_- .................................................. ............. ._._.....______.._ a The organization's CEO, Executive Director, or top management official ............................................. ............................... 15a X 7a Did the organization have members, stockholders, or other persons who had the power to elect or appoint one or more members of the governing body? ............................................................................ ............................... 7a X X b Are any governance decisions of the organization reserved to (or subject to approval by) members, stockholders, or persons other than the governing body? ............................................................................................ ............................... 7b X taxable entity during the ear? ............................................................. ............................... 16a S Slid the organization contemporaneously document the meetings held or written actions undertaken during the year by the following: a The governing body? ................................... Sa X 8b X b Each committee with authority to act on behalf of the governing body? .... .......................................................................... exempt status with respect to such arrangements? 1 9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the or anization's mailing address? if "Yes ' pro the names and addresses in Schedule 0 ----- .... .......... ........... ...... ....... 9 X _ Section B. Policies ffhis Section s requests information about podes not requiredby the Intemal Revenue Code. Yes No 10a Did the organization have local chapters, branches, or affiliates? ....... . ..................... „ -. 102 X b If "Yes," did the organization have written policies and procedures governing the activities of such chapters, affiliates, and branches to ensure their operations are consistent with the organization's exempt purposes? ............... 10b 1 is X iia Has the organization provided a complete copy of this Form 990 to all members of its governing body before filing the form? b Describe in Schedule O the process, if any, used by the organization to review this Form 990. 12a Did the organization have awritten conflict of interest policy? If ft,' go to line 13 __,1---l— ......... „ _ -------- 123 X 12b X b Were officers, directors, or trustees, and key employees required to disclose annually interests that could give rise to conflicts? .................. c Did the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,' describe in Schedule 0 how this was done ,.. ...... --- ..................... .... ......... ........ ....... .... ........ -- ... ..... .... ............................... 12c X 13 X 13 laid the organization have a written whistleblower policy? ............... .. ........... .. ................. ............... ..,.. .................. ............. 14 X 14 Did the organization have a written document retention and destruction policy? ................................. ............................... 15 Did the process: for determining compensation of the following persons include a review and approval by independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision? a The organization's CEO, Executive Director, or top management official ............................................. ............................... 15a X 15b X b Other officers or key employees of the organization ....................... ............ ...... ............... ............................... if "Yes” to line 15a or 15b, describe the process in Schedule 0 (see instructions). 16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with a taxable entity during the ear? ............................................................. ............................... 16a X b if "Yes," did the organization follow a written policy or procedure requiring the organization to evaluate its participation in joint venture arrangements under applicable federal tax law, and take steps to safeguard the organization's exempt status with respect to such arrangements? 1 Section C. Disclosure 17 List the states with which a copy of this Form 990 is required to be filed i NONE 1S Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990 -T (Section 501(c)(3)s only) available for public inspection. Indicate how you made these available. Check all that apply. 0 Own wefzsite = Another's website ® Upon request = Other (explain in Schedule 0) 19 Describe in Schedule 0 whether (and if so, how), the organization made its governing documents, conflict of interest policy, and financial statements available to the public during the tax year. 20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization: JOHN MILLS - (704)456-7962 10059 WEDDINGTON RD SUITE 102, CONCORD, NC 28027 _ 332006 10-2a -,3 Form 9'9L7 (2013) 6 Attachment number 2 1 -1 Page 410